General securities principal qualification examination. The general securities principal exam, commonly referred to as the series 24 exam, is administered by the u. The exam is developed and maintained by the financial industry regulatory authority finra. The series 24 exam is the general securities principal qualification exam designed by the financial industry regulatory authority finra to test the general. Each finraadministered exam enrollment end date will be extended through the same end date of may 31, 2020.
The series 24 exam, on the other hand, qualifies a candidate as a general securities principal for finra. An exam administered by the financial industry regulatory authority finra for professionals seeking to become licensed compliance officers for a member firm. Use this series 24 exam practice video to get a headstart on your. Apply to compliance officer, front desk agent, specialist and more. The series 7 exam the general securities representative qualification examination gs assesses the competency of an entrylevel registered representative to perform their job as a general securities representative. Covid19 guidance on finraadministered exams finra and prometric take the health and wellbeing of our community as a top priority. The series 24 exam the general securities principal qualification exam gp assesses the competency of an entrylevel principal to perform their job as a principal dependent on their corequisite registrations. By passing the series 24, the candidate can supervise all areas of the members investment banking and securities business, such as underwriting, trading and market making, advertising, or overall compliance with financial responsibilities. Series 910 refers to a twopart securities exam and license entitling the holder to supervise sales activities at a general securitiesoriented branch office.
Stc usa helps you to prepare for your unspecified license type exam. The series 24 exam is the general securities principal qualification exam designed by the financial industry regulatory authority finra to test the general knowledge of managers as it relates to rules and regulations within a broker dealer environment. The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including. The series 24 exam is the general securities principal qualification examination. The series 24 exam the general securities principal qualification exam gp assesses the competency of an entrylevel principal to perform their job as a. Get firsthand experience with a free practice test for the security industry essentials sie exam answer 75 multiplechoice questions that are similar to those you might find on the sie exam proceed at your own pace. To help students prepare for their finra exams, knopman. This exam is administered by the financial industry regulatory authority finra. The series 24 exam is administered by the financial industry regulatory authority finra and covers topics such as corporate securities, real estate investment trusts, trading, customer accounts. Finra will extend all enrollment windows that are currently expired, or will expire, between march 16 and may 2020. Feel like you are ready to take on the series 24 exam. Finra knows that series 24 candidates are experienced industry professionals, and candidates should expect nuanced and demanding.
516 663 532 660 523 336 1232 26 1133 202 813 1625 150 739 902 1023 1367 1085 326 719 340 646 820 107 776 776 90 1338 931 233 6 1033 196